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SEC Self-Policing Policy Presents Benefits And Pitfalls
Topic: Corporate Criminal Liability
By Richard A. Spehr, a litigation partner in the New York office of the law firm Mayer, Brown & Platt, and Claudius O. Sokenu, a litigation associate with Mayer, Brown & Platt, and a former senior attorney with the U.S. Securities and Exchange Commission, Division of Enforcement.
Legal Backgrounder, January 25, 2002, 4 pages
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